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NACA meeting: September 22-23, 2009

Extramural Program Data Statistical Package -- September 2009

Statistical Package in PDF (57K)

(Note: Final data for each Council round of a fiscal year are presented to the January Council meeting of the following fiscal year.)

Contents:

 

* ARRA stands for the American Recovery and Reinvestment Act (Pub.L. 111-5), an economic stimulus package, enacted by the 111th United States Congress in February 2009.


NIA AWARD MECHANISMS

Note: Research Career Awards (K series), though a component of the Other Research Projects budget category, are shown separately in these tables to provide additional information.

RESEARCH PROJECT GRANTS

P01 - Research Program Project
R01 - Research Project (Traditional)
R03 - Small Research Grant
R15 - Academic Research Enhancement Award (AREA)
R21 - Exploratory/Developmental Research Grant
R33 - Exploratory/Developmental Grants Phase II
R34 - Clinical Trial Planning Grant
R36 - Aging Research Dissertation Awards to Increase Diversity
R37 - Method to Extend Research in Time (MERIT) Award
R56 - High Priority Short Term Project Award
U01 - Cooperative Agreement Research Project Award

SMALL BUSINESS INNOVATION RESEARCH GRANTS

R43 - Small Business Innovation Research (SBIR) Grant - Phase I
R44 - Small Business Innovation Research (SBIR) Grant - Phase II

SMALL BUSINESS TECHNOLOGY TRANSFER GRANTS

R41 - Small Business Technology Transfer (STTR) Grant - Phase I
R42 - Small Business Technology Transfer (STTR) Grant - Phase II

CENTER MECHANISMS

P30 - Center Core Grant
P50 - Specialized Center Grant

OTHER RESEARCH PROJECTS

R13 - Scientific Meeting Grant
U13 - Cooperative Agreement Scientific Meeting Award
U24 - Cooperative Agreement – Resource-related Research Award
R24 - Research Resource Grant
R25 - Education Project Grant

RESEARCH CAREER AWARDS

K01 - Mentored Research Scientist Development Award
K02 - Independent Scientist Award
K07 - Academic Career Award
K08 - Mentored Clinical Scientist Development Award
K12 - Mentored Clinical Scientist Development Program Award
K23 - Mentored Patient-Oriented Research Career Development Award
K24 - Mid-career Investigator Award in Patient-Oriented Research
K25 - Mentored Quantitative Research Career Development Award
K26 - Mid-career Investigator Award in Mouse Pathobiology Research
K99/R00 - NIH Pathway to Independence (PI) Award

TRAINING GRANTS

T32 - Institutional Research Training National Research Service Award
T35 - Short-Term Institutional Research Training National Research Service Award

FELLOWSHIPS

F30 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral MD/PhD Fellows (F30)
F31 - Ruth L. Kirschstein National Research Service Awards for Individual Predoctoral Fellows (F31)
F32 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Postdoctoral Fellows (F32)
F33 - Ruth L. Kirschstein National Research Service Awards (NRSA) for Individual Senior Fellows (F33)

LOAN REPAYMENT MECHANISMS

L30 - Clinical Research Loan Repayment Program
L40 - Pediatric Research Loan Repayment Program

TABLE Ia

APPLICATIONS ASSIGNED TO AUGUST 2009 COUNCIL ROUND* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants (R01, R03, R15, R21, R33, R34, R36, R37, R56, P01, U01) 0 0 42 9,809,271 0 0 7 1,692,662 49 11,501,933
Small Business Innovation Research Grants (SBIR) (R43, R44) 0 0 0 0 0 0 0 0 0 0
Small Business Technology Transfer Grants (STTR) (R41, R42) 0 0 0 0 0 0 0 0 0 0
Center Grants
(P30, P50, P50, P60)
0 0 0 0 6 4,006,497 2 1,677,088 8 5,683,585

Research Career Awards
(K awards)

0 0 0 0 0 0 0 0 0 0
Other Research Projects (R13, R24, R25, U13, U24) 0 0 0 0 0 0 0 0 0 0
Training Grants (T32, T35) 0 0 0 0 0 0 0 0 0 0
Fellowships
(F30, F31, F32, F33)
0 0 0 0 0 0 0 0 0 0
TOTALS BY DIVISION 0 0 42 9,809,271 6 4,006,497 9 3,369,750 57 17,185,518

Data sampled on 7/22/09
* See notes 1, 2, 3, and 4

TABLE Ib

APPLICATIONS ASSIGNED TO OCTOBER 2009 COUNCIL ROUND* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants (R01, R03, R15, R21, R33, R34, R36, R37, R56, P01, U01) 138 50,015,081 163 46,233,393 87 32,652,118 326 103,315,352 714 232,215,944
Small Business Innovation Research Grants (SBIR) (R43, R44) 19 3,191,123 11 1,586,866 10 1,731,186 35 5,950,205 75 12,459,380
Small Business Technology Transfer Grants (STTR) (R41, R42) 2 263,524 0 0 1 102,072 7 2,153,686 10 2,519,282
Center Grants
(P30, P50, P50, P60)
0 0 0 0 6 4,006,497 2 1,677,088 8 5,683,585

Research Career Awards
(K awards)

13 1,365,287 10 1,124,916 11 1,426,992 32 3,417,018 66 7,334,213
Other Research Projects (R13, R24, R25, U13, U24) 0 0 5 218,829 3 127,070 1 75,000 9 420,899
Training Grants (T32, T35) 0 0 0 0 0 0 0 0 0 0
Fellowships
(F30, F31, F32, F33)
10 388,000 35 1,402,000 4 186,000 42 1,718,000 91 3,694,000
TOTALS BY DIVISION 182 55,223,015 224 50,566,004 116 36,225,438 443 116,629,261 965 258,643,718

Data sampled on 7/22/09
* See notes 1, 2, 3, and 4

Table II

RESEARCH PROJECT GRANTS ASSIGNED TO THREE MOST RECENT COUNCIL ROUNDS*
October 2009, May 2009, and January 2009 (By Division and Percentile Rank)

DIVISION Total #
Reviewed
0-10.0 10.1-20.0 20.1-30.0 30.1-40.0 40.1-50.0 > 50.0, or
Not Scored
                           

Aging Biology (DAB):

                         
October-2009 180 24 13% 27 15% 19 11% 14 8% 11 6% 85 47%
May-2009 167 15 9% 17 10% 12 7% 13 8% 13 8% 97 58%
January-2009 175 19 11% 21 12% 24 14% 17 10% 17 10% 77 44%
DAB Subtotal: 522 58 11% 65 12% 55 11% 44 8% 41 8% 259 50%
                           
Behavioral and Social
Research (DBSR):
                         
October-2009 145 18 12% 8 6% 17 12% 16 11% 11 8% 75 52%
May-2009 134 11 8% 17 13% 12 9% 16 12% 11 8% 67 50%
January-2009 112 16 14% 18 16% 16 14% 12 11% 6 5% 44 39%
DBSR Subtotal: 391 45 12% 43 11% 45 12% 44 11% 28 7% 186 48%
                           
Geriatrics and Clinical
Gerontology (DGCG):
                         
October-2009 86 5 6% 13 15% 8 9% 7 8% 8 9% 45 52%
May-2009 95 14 15% 12 13% 6 6% 6 6% 7 7% 50 53%
January-2009 88 15 17% 5 6% 9 10% 11 13% 8 9% 40 45%
DGCG Subtotal: 269 34 13% 30 11% 23 9% 24 9% 23 9% 135 50%
                           
Neuroscience (DN) :                          
October-2009 341 25 7% 35 10% 36 11% 34 10% 34 10% 177 52%
May-2009 306 30 10% 31 10% 36 12% 26 8% 26 8% 157 51%
January-2009 296 26 9% 33 11% 31 10% 22 7% 30 10% 154 52%
DN Subtotal: 943 81 9% 99 10% 103 11% 82 9% 90 10% 488 52%
                           
GRAND TOTAL
(Last Three Council Rounds):
2125 218 10% 237 11% 226 11% 194 9% 182 9% 1068 50%

* See notes 1and 3
Data sampled on 8/19/2009

Appendix

Notes Regarding Tables I and II

Note 1: (Re: Tables I & II) Data for Table I (both for August and October 2009 council rounds) were run on 7/22/09. Only applications assigned to a division by that date were included in Table 1 for August 2009 (page 4) and Table 1 for October 2009 (page 5 . Four applications for the October 2009 Council had not been assigned as of 7/22/09, but all applications for the August 2009 Council had been assigned at that time. Applications that had been withdrawn by that date were excluded from Table I. Dollaramounts shown in Table 1 are direct costs only (dollars requested for only the first year).

For Table II, run on 8/19/09, only applications that had been assigned to a division, reviewed, and percentiled by that time were included. One grant application in the RPG line did not meet these criteria at the time Table II was prepared (it had not been reviewed

Note 2: (Re: Table I) Research Program Grant applications shown in the first line include P01 (Program Projects), R01 (Research Projects), R03 (Small Research Grants), R15 (Academic Research Enhancement Awards), R21 (Exploratory/Developmental Awards), R33 ( Exploratory/Developmental Grants Phase II), R34 (Clinical Trial Planning Grant Awards), R36 (Aging Research Dissertation Awards to Increase Diversity) and U01 (Cooperative Agreements). Contracts are not included. Costs shown are the first year total direct costs requested. Facilities and Administrative costs are not included.

Note 3: (Re: Table I & II ) Data include applications to be reviewed by Council, applications considered not competitive and applications requesting $50,000 or less.

Note 4: (Re: Table I) The data may include competing supplements to existing grants. These supplements are counted as separate applications except in the Center line.

Note 5: (Re: Table II) The data include Research Project Grant applications where percentiling was used to rank the applications. As applications responding to RFAs, and a few other applications, are not normally percentiled, the number of applications in Table II is usually less than the corresponding number in line 1 of Table I.

 


 

TABLE I

APPLICATIONS ASSIGNED TO OCTOBER 2009 COUNCIL ROUND- ARRA ONLY* (By Division and Mechanism)

MECHANISM DBSR:
Number
DBSR: Dollars Requested DAB: Number DAB: Dollars Requested DGCG: Number DGCG: Dollars Requested DN: Number DN: Dollars Requested Total Number Total Dollars Requested
Research Project Grants:
Challenge Grants (RC1) RFA OD-09-003
188 57,900,409 93 29,295,719 141 42,191,122 370 114,497,298 792 243,884,548
Research Project Grants:
Grand Opportuntiies Grant (RC2) RFA OD-09-004
 
31 43,422,849 32 30,648,740 17 29,780,072 92 109,580,149 172 213,431,810
P30s
Centers to Enhance Research Resources RFA OD-09-005
5 2,763,671 8 3,874,723 5 2,388,247 15 7,941,662 33 16,968,303
Competitive Revisions (Type 3s) NOTICE OD-09-058 34 11,288,208 34 7,678,186 12 4,454,889 66 14,929,468 146 38,350,751
TOTALS BY DIVISION 258 115,375,137 167 71,497,368 175 78,814,330 543 246,948,577 1,143 512,635,412

Data sampled on 8/31/09
* See notes 1, 2, and 3

Table II

PRIORITY SCORE BREAKDOWN OF ARRA APPLICATIONS ASSIGNED TO OCTOBER 2009 COUNCIL ROUND*
(By Division and Priority Score)

DIVISION Total #
Reviewed
10-19 20-29 30-39 40-49 50-59 > 60 and
not scored
                           

Aging Biology (DAB):

167 5 3% 11 7% 22 13% 10 6% 7 4% 112 67%
Behavioral and Social
Research (DBSR):
258 7 3% 18 7% 25 10% 16 6% 10 4% 182 71%
Geriatrics and Clinical
Gerontology (DGCG):
175 1 1% 6 3% 12 7% 5 3% 3 2% 148 85%
Neuroscience (DN) : 543 12 2% 37 7% 40 7% 29 5% 22 4% 403 74%
GRAND TOTAL
(Last Three Council Rounds):
1,143 25 2% 72 6% 99 9% 60 5% 42 4% 845 74%

* See notes 1and 3
Data sampled on 8/31/2009

Appendix

Notes Regarding Tables I and II

Note 1: (Re: Tables I & II for ARRA applications) Data for Table I and Table II were run on 8/31/09. Only applications assigned to a division by that date were included. Twenty-three applications for the October 2009 Council had not been assigned as of 8/31/09. Applications that had been withdrawn by that date were excluded from both tables. Dollar amounts shown in Table 1 are direct costs only (dollars requested for only the first year).

Note 2: (Re: Table I) Data shown in the first row pertain to RC1 and RC2 applications, in response to RFAs OD-09-003 and OD-09-004, respectively. The second row shows data pertaining to P30 applications, in response to RFA OD-09-005. The last row pertains to data for Competitive Revisions, in response to NOTICE OD-09-058.

Note 3: (Re: Table I & II ) Data include applications to be reviewed by Council, applications considered not competitive and applications requesting $50,000 or less.

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